Form 4 for HAPN Happen, Inc.
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001127602-23-019079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-20 | 2023-06-15 | HAPN | ARMSTRONG ANNIE | CRO | F - Tax | $9.41 | -50.5K | 263.4K | -16% | -$475.5K |
| D | 2023-06-20 | 2023-06-15 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | +96.0K | 313.9K | +44% | $0 |
| D | 2023-06-20 | 2023-06-15 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | -96.0K | 0 | -100% | $0 |
| D | 2023-06-20 | 2023-06-15 | HAPN | ARMSTRONG ANNIE | CRO | A - Grant | $0.00 | +96.0K | 96.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | F | D | 50,530 | $9.41 | 263,382 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs |
| 2 | Common | Common Stock | 2023-06-15 | M | A | 95,972 | $0.00 | 313,912 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-06-15 | M | D | 95,972 | $0.00 | 0 | D | $0.00 · — to — | 95,972 Common Stock | (F5) The RSUs vested as to 100% of the total shares on June 15, 2023. (F4) Not applicable. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-06-15 | A | A | 95,972 | $0.00 | 95,972 | D | $0.00 · — to — | 95,972 Common Stock | (F3) Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. (F4) Not applicable. |