Form 4 for CMG Chipotle Mexican Grill
Accepted 2023-07-05 00:00:00 ET · period of report 2023-07-03 · accession 0001127602-23-020007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-07-03 | CMG | Niccol Brian R | COB, CEO, Dir | S - Sale+OE | $2,138.00 | -1,086 | 23.3K | -4% | -$2.32M |
| D | 2023-07-05 | 2023-07-03 | CMG | Niccol Brian R | COB, CEO, Dir | F - Tax | $2,139.00 | -250 | 24.4K | -1% | -$534.8K |
| D | 2023-07-05 | 2023-07-03 | CMG | Niccol Brian R | COB, CEO, Dir | M - OptEx | $400.20 | +1,336 | 24.7K | +6% | +$534.7K |
| D | 2023-07-05 | 2023-07-03 | CMG | Niccol Brian R | COB, CEO, Dir | M - OptEx | $0.00 | -1,336 | 8,014 | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common stock | 2023-07-03 | S | D | 1,086 | $2,138.00 | 23,347 | D | — | — | (F2) The SOSAR exercise and sales were executed under the terms of a sales plan intended to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended. |
| 2 | Common | common stock | 2023-07-03 | F | D | 250 | $2,139.00 | 24,433 | D | — | — | (F1) Consists of shares of common stock retained by Chipotle to satisfy the reporting person's payment obligation upon exercise of the stock appreciation rights (SOSAR). |
| 3 | Common | common stock | 2023-07-03 | M | A | 1,336 | $400.20 | 24,683 | D | — | — | |
| 4 | Derivative | 2018 Inducement SOSAR | 2023-07-03 | M | D | 1,336 | $0.00 | 8,014 | D | $400.20 · 2019-03-05 to 2025-03-05 | 1,336 common stock | (F3) The SOSAR vested in equal amounts on the second and third anniversaries of the grant date. |