Form 4 for VOYA Voya Financial, Inc.
Accepted 2023-07-06 00:00:00 ET · period of report 2023-06-06 · accession 0001127602-23-020403 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-06 | 2023-07-03 | VOYA | Ferrara Nancy | See Remarks | M - OptEx | $0.00 | +1,679 | 17.0K | +11% | $0 |
| D | 2023-07-06 | 2023-07-03 | VOYA | Ferrara Nancy | See Remarks | M - OptEx | $0.00 | -1,679 | 12.1K | -12% | $0 |
| DM | 2023-07-06 | 2023-06-15+ | VOYA | Ferrara Nancy | See Remarks | A - Grant | $70.91 | +33.50 | 6,505 | +0.5% | +$2,376 |
| D | 2023-07-06 | 2023-06-06 | VOYA | Ferrara Nancy | See Remarks | J - Other | $71.52 | -906.89 | 6,471 | -12% | -$64.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | M | A | 1,679 | $0.00 | 17,019 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| 2 | Derivative | Restricted Stock Units | 2023-07-03 | M | D | 1,679 | $0.00 | 12,104 | D | — · — to — | 1,679 Common Stock | (F2) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 3 | Derivative | Deferred Savings Plan Issuer Stock Units | 2023-06-28 | A | A | 21 | $70.26 | 6,498.70 | D | — · — to — | 21 Common Stock | (F5) Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| 4 | Derivative | Deferred Savings Plan Issuer Stock Units | 2023-06-06 | J | D | 906.89 | $71.52 | 6,471.47 | D | — · — to — | 906.89 Common Stock | (F6) The reporting person reallocated investments in their investment portfolio. (F5) Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| 5 | Derivative | Deferred Savings Plan Issuer Stock Units | 2023-06-15 | A | A | 6.22 | $72.30 | 6,477.69 | D | — · — to — | 6.22 Common Stock | (F5) Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| 6 | Derivative | Deferred Savings Plan Issuer Stock Units | 2023-06-30 | A | A | 6.28 | $71.71 | 6,504.97 | D | — · — to — | 6.28 Common Stock | (F5) Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |