Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-07-25 00:00:00 ET · period of report 2023-07-21 · accession 0001127602-23-021237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-25 | 2023-07-21 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | M - OptEx | $48.85 | +25.0K | 76.8K | +48% | +$1.22M |
| D | 2023-07-25 | 2023-07-21 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | F - Tax | $78.23 | -18.7K | 58.0K | -24% | -$1.47M |
| D | 2023-07-25 | 2023-07-21 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | M - OptEx | $0.00 | -25.0K | 200.0K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-21 | M | A | 25,000 | $48.85 | 76,783 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-21 | F | D | 18,745 | $78.23 | 58,038 | D | — | — | (F1) Shares withheld to cover strike and tax obligations of the non-qualified stock option exercise of 25,000 shares completed, July 21, 2023. (F2) Includes 61 shares acquired under the Employee Stock Purchase Plan since Mr. Atwell's previous Form 4 filing dated December 27, 2022. Mr. Atwell owns a total of 437 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-07-21 | M | D | 25,000 | $0.00 | 200,000 | D | $48.85 · — to 2027-05-16 | 25,000 Common Stock | (F3) The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 200,000 shares as of the date of this report. |