Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-07-28 00:00:00 ET · period of report 2023-07-26 · accession 0001127602-23-021497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-28 | 2023-07-26 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | S - Sale+OE | $81.48 | -2,500 | 26.2K | -9% | -$203.7K |
| D | 2023-07-28 | 2023-07-26 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $23.80 | +2,500 | 28.7K | +10% | +$59.5K |
| D | 2023-07-28 | 2023-07-26 | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $0.00 | -2,500 | 5,000 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-26 | S | D | 2,500 | $81.48 | 26,190 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.30 to $81.67, inclusive. Mr. Hutjens undertakes to provides to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. (F2) Includes an additional 121 shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing dated November 16, 2022. Mr. Hutjens owns a total of 550 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 2 | Common | Common Stock | 2023-07-26 | M | A | 2,500 | $23.80 | 28,690 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-07-26 | M | D | 2,500 | $0.00 | 5,000 | D | $23.80 · — to 2024-10-28 | 2,500 Common Stock | (F3) The non-qualified stock option fully vested as of October 28, 2019, and is currently exercisable as to 5,000 shares. |