Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-07-28 00:00:00 ET · period of report 2023-07-27 · accession 0001127602-23-021499 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-28 | 2023-07-27 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | M - OptEx | $48.85 | +25.0K | 83.0K | +43% | +$1.22M |
| D | 2023-07-28 | 2023-07-27 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | F - Tax | $82.65 | -19.6K | 63.5K | -24% | -$1.62M |
| D | 2023-07-28 | 2023-07-27 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | M - OptEx | $0.00 | -25.0K | 175.0K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-27 | M | A | 25,000 | $48.85 | 83,038 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-27 | F | D | 19,582 | $82.65 | 63,456 | D | — | — | (F1) Shares withheld to cover strike and tax obligations of the non-qualified stock option exercise of 25,000 shares completed, July 27, 2023. (F2) Includes shares acquired under the Employee Stock Purchase Plan. Mr. Atwell has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on July 25, 2023. Mr. Atwell owns a total of 437 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-07-27 | M | D | 25,000 | $0.00 | 175,000 | D | $48.85 · — to 2027-05-16 | 25,000 Common Stock | (F3) The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 175,000 shares as of the date of this report. |