Form 4 for AIR AAR CORP
Accepted 2023-08-07 00:00:00 ET · period of report 2023-08-04 · accession 0001127602-23-022115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-07 | 2023-08-04 | AIR | Holmes John McClain III | COB, Pres, CEO, Dir | M - OptEx | $25.35 | +8,237 | 326.8K | +3% | +$208.8K |
| DM | 2023-08-07 | 2023-08-04 | AIR | Holmes John McClain III | COB, Pres, CEO, Dir | S - Sale+OE | $60.28 | -8,237 | 321.8K | -2% | -$496.5K |
| DM | 2023-08-07 | 2023-08-04 | AIR | Holmes John McClain III | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -8,237 | 92.8K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-04 | M | A | 3,237 | $35.26 | 325,003 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-04 | S | D | 3,237 | $60.28 | 321,766 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.2500 to $60.3850 inclusive. The reporting person undertakes to provide AAR CORP., any security holder of AAR CORP., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2023-08-04 | S | D | 5,000 | $60.28 | 321,766 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.2500 to $60.3850 inclusive. The reporting person undertakes to provide AAR CORP., any security holder of AAR CORP., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2023-08-04 | M | A | 5,000 | $18.94 | 326,766 | D | — | — | |
| 5 | Derivative | Stock Option | 2023-08-04 | M | D | 5,000 | $0.00 | 106,874 | D | $18.94 · 2021-07-31 to 2030-07-13 | 5,000 Common Stock | (F2) The reporting person received a grant of stock options for 326,600 shares of common stock on July 13, 2020. The stock options vest in 33 1/3% increments on each of July 31, 2021, July 31, 2022 and July 31, 2023. |
| 6 | Derivative | Stock Option | 2023-08-04 | M | D | 3,237 | $0.00 | 92,763 | D | $35.26 · 2018-07-31 to 2027-07-10 | 3,237 Common Stock | (F3) The reporting person received a grant of stock options for 96,000 shares of common stock on July 10, 2017. The stock options vest in 33 1/3% increments on each of July 31, 2018, July 31, 2019 and July 31, 2020. |