Form 4 for AMZN Amazon
Accepted 2023-08-17 17:28:36 ET · period of report 2023-08-15 · accession 0001127602-23-022854 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-17 17:28 | 2023-08-15 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | +9,659 | 520.0K | +2% | $0 |
| D | 2023-08-17 17:28 | 2023-08-15 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | S - Sale+OE | $140.02 | -3,864 | 516.1K | -0.7% | -$541.0K |
| D | 2023-08-17 17:28 | 2023-08-15 | AMZN | Herrington Douglas J | CEO Worldwide Amazon Stores | M - OptEx | $0.00 | -9,659 | 188.4K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-08-15 | M | A | 9,659 | $0.00 | 519,960 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-08-15 | S | D | 3,864 | $140.02 | 516,096 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022. |
| 3 | Derivative | Restricted Stock Unit Award | 2023-08-15 | M | D | 9,659 | $0.00 | 188,446 | D | $0.00 · 2022-11-15 to 2028-02-15 | 9,659 Common Stock, par value $.01 per share | (F2) Converts into Common Stock on a one-for-one basis. (F3) This award vests based upon the following vesting schedule: 39,466 shares on each of November 15, 2022 and February 15, 2023; 9,659 shares on each of May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024; 13,753 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 13,752 shares on February 15, 2025; 11,960 shares on May 15, 2025; 11,959 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026; 9,353 shares on May 15, 2026; 9,352 shares on each of August 15, 2026, November 15, 2026, and February 15, 2027; 7,218 shares on each of May 15, 2027, August 15, 2027, and November 15, 2027; and 7,217 shares on February 15, 2028. |