Form 4 for MRCY MERCURY SYSTEMS INC
Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-17 · accession 0001127602-23-023029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-21 | 2023-08-17 | MRCY | Ballhaus William L | Pres, CEO, Dir | A - Grant | $0.00 | +239.3K | 94.8K | New | $0 |
| DM | 2023-08-21 | 2023-08-17 | MRCY | Ballhaus William L | Pres, CEO, Dir | A - Grant | $0.00 | +934.0K | 233.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-17 | A | A | 92,972 | $0.00 | 252,074 | D | — | — | (F3) These shares of performance-based restricted stock vest between 0% and 225% of the amount listed in the table depending on the achievement of performance objectives for the three fiscal years ending July 3, 2026. |
| 2 | Common | Common Stock | 2023-08-17 | A | A | 64,260 | $0.00 | 159,102 | D | — | — | (F2) These shares of restricted stock vest in equal annual increments over the three-year period following the grant date. |
| 3 | Common | Common Stock | 2023-08-17 | A | A | 82,034 | $0.00 | 94,842 | D | — | — | (F1) Represents a matching award of restricted stock that will vest on August 17, 2026 contingent on the Reporting Person's purchase of at least $1.5 million in Mercury common stock on or prior to December 15, 2023 and on the Reporting Person maintaining his existing ownership in Mercury common stock (including these additional purchased shares) through August 17, 2026. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-17 | A | A | 233,500 | $0.00 | 233,500 | D | $49.00 · 2027-08-17 to 2028-08-17 | 233,500 Common Stock | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-17 | A | A | 233,500 | $0.00 | 233,500 | D | $46.00 · 2027-08-17 to 2028-08-17 | 233,500 Common Stock | |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-17 | A | A | 233,500 | $0.00 | 233,500 | D | $43.00 · 2026-08-17 to 2027-08-17 | 233,500 Common Stock | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-17 | A | A | 233,500 | $0.00 | 233,500 | D | $42.00 · 2026-08-17 to 2027-08-17 | 233,500 Common Stock |