Form 4 for BW Babcock & Wilcox Enterprises, Inc.
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001127602-23-023369 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-29 | 2023-08-25 | BW | Buckler Joseph T | SVP | F - Tax | $4.88 | -6,802 | 118.5K | -5% | -$33.2K |
| D | 2023-08-29 | 2023-08-25 | BW | Buckler Joseph T | SVP | M - OptEx | $4.88 | +15.0K | 125.3K | +14% | +$73.2K |
| D | 2023-08-29 | 2023-08-25 | BW | Buckler Joseph T | SVP | S - Sale+OE | $4.79 | -3,500 | 115.0K | -3% | -$16.8K |
| D | 2023-08-29 | 2023-08-25 | BW | Buckler Joseph T | SVP | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | F | D | 6,802 | $4.88 | 118,503 | D | — | — | (F1) Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit. |
| 2 | Common | Common Stock | 2023-08-25 | M | A | 15,000 | $4.88 | 125,305 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-25 | S | D | 3,500 | $4.79 | 115,003 | D | — | — | (F2) The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 4 | Derivative | Restricted Stock Units | 2023-08-25 | M | D | 15,000 | $0.00 | 0 | D | — · — to 2023-08-25 | 15,000 Common Stock | (F3) Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. (F4) RSUs vest in three installments beginning Augut 25, 2021. |