Form 4 for BW Babcock & Wilcox Enterprises, Inc.
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001127602-23-023377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-29 | 2023-08-25 | BW | Riker Christopher S | SVP | M - OptEx | $4.88 | +15.0K | 64.4K | +30% | +$73.2K |
| D | 2023-08-29 | 2023-08-25 | BW | Riker Christopher S | SVP | F - Tax | $4.88 | -6,802 | 57.6K | -11% | -$33.2K |
| D | 2023-08-29 | 2023-08-25 | BW | Riker Christopher S | SVP | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | M | A | 15,000 | $4.88 | 64,399 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-25 | F | D | 6,802 | $4.88 | 57,597 | D | — | — | (F1) Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-08-25 | M | D | 15,000 | $0.00 | 0 | D | — · — to 2023-08-25 | 15,000 Common Stock | (F2) Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. (F3) RSUs vest in three installments beginning August 25, 2021. |