Form 4 for HAPN Happen, Inc.
Accepted 2023-08-29 00:00:00 ET · period of report 2023-08-25 · accession 0001127602-23-023398 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-29 | 2023-08-25 | HAPN | LaBenne Andrew | CFO | M - OptEx | $0.00 | +90.9K | 111.0K | +451% | $0 |
| D | 2023-08-29 | 2023-08-25 | HAPN | LaBenne Andrew | CFO | F - Tax | $6.88 | -46.8K | 64.2K | -42% | -$321.9K |
| DM | 2023-08-29 | 2023-08-25 | HAPN | LaBenne Andrew | CFO | M - OptEx | $0.00 | -90.9K | 108.5K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-25 | M | A | 80,018 | $0.00 | 100,154 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-08-25 | M | A | 10,848 | $0.00 | 111,002 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-08-25 | F | D | 46,784 | $6.88 | 64,218 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 80,018 | $0.00 | 160,037 | D | $0.00 · — to — | 80,018 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-08-25 | M | D | 10,848 | $0.00 | 108,485 | D | $0.00 · — to — | 10,848 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |