Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2023-08-30 00:00:00 ET · period of report 2022-05-28 · accession 0001127602-23-023447 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-30 | 2023-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | M - OptEx | $0.00 | +23.2K | 73.2K | +46% | $0 |
| DM | 2023-08-30 | 2023-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | F - Tax | $10.21 | -6,995 | 70.8K | -9% | -$71.4K |
| DM | 2023-08-30 | 2023-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | M - OptEx | $0.00 | -23.2K | 0 | -100% | $0 |
| DM | 2023-08-30 | 2023-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | A - Grant | $0.00 | +63.6K | 31.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-28 | M | A | 8,158 | $0.00 | 62,679 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 2 | Common | Common Stock | 2023-08-28 | F | D | 2,456 | $10.21 | 60,223 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | Common Stock | 2023-08-28 | M | A | 6,920 | $0.00 | 67,143 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 4 | Common | Common Stock | 2023-08-28 | F | D | 2,083 | $10.21 | 65,060 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 5 | Common | Common Stock | 2023-08-28 | M | A | 8,159 | $0.00 | 73,219 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 6 | Common | Common Stock | 2023-08-28 | F | D | 2,456 | $10.21 | 70,763 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 7 | Derivative | Restricted Stock Units | 2023-08-28 | M | D | 6,920 | $0.00 | 6,920 | D | $0.00 · — to — | 6,920 Common Stock | (F1) Each stock unit converts upon vesting into one share of common stock. (F3) Units subject to the Award shall vest annually in thee equal installments over three years. (F4) There are no expiration dates on RSUs |
| 8 | Derivative | Restricted Stock Unit | 2023-08-28 | M | D | 8,159 | $0.00 | 16,316 | D | $0.00 · — to — | 8,159 Common Stock | (F1) Each stock unit converts upon vesting into one share of common stock. (F3) Units subject to the Award shall vest annually in thee equal installments over three years. (F4) There are no expiration dates on RSUs |
| 9 | Derivative | Restricted Stock Units | 2023-08-28 | M | D | 8,158 | $0.00 | 0 | D | $0.00 · — to — | 8,158 Common Stock | (F1) Each stock unit converts upon vesting into one share of common stock. (F3) Units subject to the Award shall vest annually in thee equal installments over three years. (F4) There are no expiration dates on RSUs |
| 10 | Derivative | Market Stock Units | 2023-08-28 | A | A | 31,818 | $0.00 | 31,818 | D | $0.00 · — to — | 31,818 Common Stock | (F5) See Exhibit 99 - FY2024 MSU for vesting schedule and terms (F6) There are no expiration dates on MSUs. |
| 11 | Derivative | Restricted Stock Unit | 2023-08-28 | A | A | 31,818 | $0.00 | 31,818 | D | $0.00 · — to — | 31,818 Common Stock | (F3) Units subject to the Award shall vest annually in thee equal installments over three years. (F4) There are no expiration dates on RSUs |