InsiderTrades

Form 4 for DNA Ginkgo Bioworks Holdings, Inc.

Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001127602-23-023812 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-09-06 2023-09-01 DNA Dmytruk Mark E. See remarks M - OptEx — +85.0K 565.2K +18% —
D 2023-09-06 2023-09-05 DNA Dmytruk Mark E. See remarks S - Sale+OE $2.24 -41.4K 543.6K -7% -$92.8K
DM 2023-09-06 2023-09-01 DNA Dmytruk Mark E. See remarks M - OptEx — -85.0K 761.2K -10% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-09-01 M A 1,636 — 585,002 D — — (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
2 Common Class A Common Stock 2023-09-01 M A 18,125 — 583,366 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
3 Common Class A Common Stock 2023-09-01 M A 65,282 — 565,241 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
4 Common Class A Common Stock 2023-09-05 S D 41,417 $2.24 543,585 D — —
5 Derivative Class B Common Stock 2023-09-01 M D 1,636 — 640,137 D — · — to — 1,636 Class A Common Stock (F6) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
6 Derivative Restricted Stock Units 2023-09-01 M D 65,282 — 1,169,913 D — · — to — 65,282 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
7 Derivative Restricted Stock Units 2023-09-01 M D 18,125 — 761,250 D — · — to — 18,125 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.