Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2023-09-28 00:00:00 ET · period of report 2023-09-26 · accession 0001127602-23-024817 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-28 | 2023-09-26 | VIAV | Staley Gary W | SVP Gbl Sales NSE | M - OptEx | $0.00 | +34.8K | 119.7K | +41% | $0 |
| DM | 2023-09-28 | 2023-09-26 | VIAV | Staley Gary W | SVP Gbl Sales NSE | F - Tax | $8.88 | -13.7K | 115.0K | -11% | -$121.8K |
| DM | 2023-09-28 | 2023-09-26 | VIAV | Staley Gary W | SVP Gbl Sales NSE | M - OptEx | $0.00 | -34.8K | 23.3K | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-26 | M | A | 16,348 | $0.00 | 110,246 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-26 | F | D | 6,433 | $8.88 | 103,813 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-26 | M | A | 6,681 | $0.00 | 110,494 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-26 | F | D | 2,629 | $8.88 | 107,865 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-26 | M | A | 11,813 | $0.00 | 119,678 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-26 | F | D | 4,649 | $8.88 | 115,029 | D | — | — | |
| 7 | Derivative | Market Stock Units | 2023-09-26 | M | D | 6,681 | $0.00 | 9,885 | D | $0.00 · — to — | 6,681 Common Stock | (F5) Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2023-09-26 | M | D | 16,348 | $0.00 | 0 | D | $0.00 · — to — | 16,348 Common Stock | (F3) Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2023-09-26 | M | D | 11,813 | $0.00 | 23,310 | D | $0.00 · — to — | 11,813 Common Stock | (F6) Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |