Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2023-09-28 00:00:00 ET · period of report 2023-09-26 · accession 0001127602-23-024823 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-28 | 2023-09-26 | VIAV | RONDINONE RALPH | SVP Gbl Ops NSE | F - Tax | $8.88 | -10.8K | 43.7K | -20% | -$96.1K |
| DM | 2023-09-28 | 2023-09-26 | VIAV | RONDINONE RALPH | SVP Gbl Ops NSE | M - OptEx | $0.00 | +24.4K | 44.2K | +123% | $0 |
| DM | 2023-09-28 | 2023-09-26 | VIAV | RONDINONE RALPH | SVP Gbl Ops NSE | M - OptEx | $0.00 | -24.4K | 16.3K | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-26 | F | D | 5,075 | $8.88 | 39,089 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-26 | F | D | 2,074 | $8.88 | 46,292 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-26 | M | A | 4,676 | $0.00 | 48,366 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-26 | F | D | 3,668 | $8.88 | 43,690 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-26 | M | A | 8,269 | $0.00 | 47,358 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-26 | M | A | 11,442 | $0.00 | 44,164 | D | — | — | |
| 7 | Derivative | Market Stock Units | 2023-09-26 | M | D | 11,442 | $0.00 | 0 | D | $0.00 · — to — | 11,442 Common Stock | (F3) Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2023-09-26 | M | D | 8,269 | $0.00 | 6,920 | D | $0.00 · — to — | 8,269 Common Stock | (F5) Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2023-09-26 | M | D | 4,676 | $0.00 | 16,316 | D | $0.00 · — to — | 4,676 Common Stock | (F6) Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |