Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2023-09-28 00:00:00 ET · period of report 2023-09-26 · accession 0001127602-23-024827 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-28 | 2023-09-26 | VIAV | KHAYKIN OLEG | Pres, CEO, Dir | M - OptEx | $0.00 | +245.9K | 1.17M | +27% | $0 |
| DM | 2023-09-28 | 2023-09-26 | VIAV | KHAYKIN OLEG | Pres, CEO, Dir | F - Tax | $8.88 | -102.9K | 1.15M | -8% | -$913.8K |
| DM | 2023-09-28 | 2023-09-26 | VIAV | KHAYKIN OLEG | Pres, CEO, Dir | M - OptEx | $0.00 | -245.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-26 | M | A | 114,427 | $0.00 | 1,119,181 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-26 | F | D | 47,888 | $8.88 | 1,071,293 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-26 | M | A | 82,690 | $0.00 | 1,153,983 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-26 | F | D | 34,606 | $8.88 | 1,119,377 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-26 | M | A | 48,776 | $0.00 | 1,168,153 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-26 | F | D | 20,413 | $8.88 | 1,147,740 | D | — | — | |
| 7 | Derivative | Market Stock Units | 2023-09-26 | M | D | 82,690 | $0.00 | 69,197 | D | $0.00 · — to — | 82,690 Common Stock | (F5) Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2023-09-26 | M | D | 48,776 | $0.00 | 170,163 | D | $0.00 · — to — | 48,776 Common Stock | (F6) Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2023-09-26 | M | D | 114,427 | $0.00 | 0 | D | $0.00 · — to — | 114,427 Common Stock | (F3) Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |