Form 4 for MMM 3M
Accepted 2023-10-05 00:00:00 ET · period of report 2023-10-04 · accession 0001127602-23-025649 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-05 | 2023-10-04 | MMM | Ashish Khandpur K | Group Pres | F - Tax | $88.02 | -441 | 21.5K | -2% | -$38.8K |
| D | 2023-10-05 | 2023-10-04 | MMM | Ashish Khandpur K | Group Pres | M - OptEx | — | +441 | 22.0K | +2% | — |
| D | 2023-10-05 | 2023-10-04 | MMM | Ashish Khandpur K | Group Pres | M - OptEx | — | -441 | 13.0K | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-04 | F | D | 441 | $88.02 | 21,526.77 | D | — | — | (F2) Shares withheld for FICA tax for retirement eligible executives. |
| 2 | Common | Common Stock | 2023-10-04 | M | A | 441 | — | 21,967.77 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-10-04 | M | D | 441 | — | 12,990 | D | — · — to — | 441 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. (F3) The restricted stock units vest 100% three years from the grant date of February 7, 2023. |