Form 4 for LII Lennox International
Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-03 · accession 0001127602-23-026836 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-06 | 2023-11-03 | LII | Reitmeier Joseph William | EVP, CFO | M - OptEx | $201.19 | +25.7K | 49.7K | +107% | +$5.17M |
| DM | 2023-11-06 | 2023-11-03 | LII | Reitmeier Joseph William | EVP, CFO | D - Sale to Iss | $387.78 | -18.2K | 31.5K | -37% | -$7.05M |
| D | 2023-11-06 | 2023-11-03 | LII | Reitmeier Joseph William | EVP, CFO | S - Sale+OE | $393.70 | -7,539 | 24.0K | -24% | -$2.97M |
| DM | 2023-11-06 | 2023-11-03 | LII | Reitmeier Joseph William | EVP, CFO | M - OptEx | $0.00 | -25.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | M | A | 5,404 | $214.63 | 44,640 | D | — | — | |
| 2 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | M | A | 6,573 | $205.53 | 39,236 | D | — | — | |
| 3 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | M | A | 8,677 | $156.94 | 32,663 | D | — | — | |
| 4 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | D | D | 4,025 | $387.78 | 45,673 | D | — | — | |
| 5 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | M | A | 5,058 | $257.08 | 49,698 | D | — | — | |
| 6 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | D | D | 3,941 | $387.78 | 41,732 | D | — | — | |
| 7 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | D | D | 4,700 | $387.78 | 37,032 | D | — | — | |
| 8 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | D | D | 5,507 | $387.78 | 31,525 | D | — | — | |
| 9 | Common | Common Stock, Par Value $0.01 Per Share | 2023-11-03 | S | D | 7,539 | $393.70 | 23,986 | D | — | — | (F1) Reflects a weighted average sale price of $393.699387 at prices ranging from $393.670 to $394.510 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Derivative | Non-qualified Stock Appreciation Right | 2023-11-03 | M | D | 5,404 | $0.00 | 0 | D | $214.63 · 2019-12-07 to 2025-12-07 | 5,404 Common Stock, Par Value $0.01 Per Share | (F2) One third of the Stock Appreciation Rights became exercisable on 12/07/2019 and each year thereafter. The entire grant became fully exercisable on 12/07/2021. |
| 11 | Derivative | Non-qualified Stock Appreciation Right | 2023-11-03 | M | D | 8,677 | $0.00 | 0 | D | $156.94 · 2017-12-09 to 2023-12-09 | 8,677 Common Stock, Par Value $0.01 Per Share | (F4) One third of the Stock Appreciation Rights became exercisable on 12/9/2017 and each year thereafter. The entire grant became fully exercisable on 12/9/2019. |
| 12 | Derivative | Non-qualified Stock Appreciation Right | 2023-11-03 | M | D | 5,058 | $0.00 | 0 | D | $257.08 · 2020-12-13 to 2026-12-13 | 5,058 Common Stock, Par Value $0.01 Per Share | (F5) One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant became fully exercisable on 12/13/2022. |
| 13 | Derivative | Non-qualified Stock Appreciation Right | 2023-11-03 | M | D | 6,573 | $0.00 | 0 | D | $205.53 · 2018-12-08 to 2024-12-08 | 6,573 Common Stock, Par Value $0.01 Per Share | (F3) One third of the Stock Appreciation Rights became exercisable on 12/8/2018 and each year thereafter. The entire grant became fully exercisable on 12/8/2020. |