InsiderTrades

Form 4 for DNA Ginkgo Bioworks Holdings, Inc.

Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-01 · accession 0001127602-23-026863 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-11-06 2023-11-01 DNA Dmytruk Mark E. See remarks M - OptEx — +85.0K 669.8K +15% —
D 2023-11-06 2023-11-02 DNA Dmytruk Mark E. See remarks S - Sale+OE $1.50 -37.2K 634.2K -6% -$55.8K
DM 2023-11-06 2023-11-01 DNA Dmytruk Mark E. See remarks M - OptEx — -85.0K 1.04M -8% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-11-01 M A 65,282 — 651,675 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
2 Common Class A Common Stock 2023-11-02 S D 37,229 $1.50 634,206 D — —
3 Common Class A Common Stock 2023-11-01 M A 1,635 — 671,435 D — — (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
4 Common Class A Common Stock 2023-11-01 M A 18,125 — 669,800 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
5 Derivative Class B Common Stock 2023-11-01 M D 1,635 — 636,865 D — · — to — 1,635 Class A Common Stock (F6) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
6 Derivative Restricted Stock Units 2023-11-01 M D 18,125 — 725,000 D — · — to — 18,125 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.
7 Derivative Restricted Stock Units 2023-11-01 M D 65,282 — 1,039,348 D — · — to — 65,282 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.