Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-11-08 00:00:00 ET · period of report 2023-11-06 · accession 0001127602-23-027071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-08 | 2023-11-06+ | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | M - OptEx | $48.85 | +22.8K | 84.5K | +37% | +$1.11M |
| DM | 2023-11-08 | 2023-11-06+ | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | S - Sale+OE | $74.20 | -22.8K | 84.3K | -21% | -$1.69M |
| DM | 2023-11-08 | 2023-11-06+ | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | M - OptEx | $0.00 | -22.8K | 202.2K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-06 | M | A | 21,064 | $48.85 | 103,877 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-07 | S | D | 100 | $74.09 | 82,813 | D | — | — | (F3) Includes an additional 167 shares acquired under the Employee Stock Purchase Plan since Mr. Daniels last Form 4 filing dated November 23, 2022. Mr. Daniels owns a total of 808 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 3 | Common | Common Stock | 2023-11-07 | S | D | 1,631 | $74.05 | 82,913 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-07 | M | A | 1,731 | $48.85 | 84,544 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-06 | S | D | 1,492 | $75.48 | 82,813 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $75.35 to $75.7725, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 6 | Common | Common Stock | 2023-11-06 | S | D | 19,572 | $74.12 | 84,305 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $74.05 to $74.65, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-11-06 | M | D | 21,064 | $0.00 | 203,936 | D | $48.85 · — to 2027-05-16 | 21,064 Common Stock | (F4) The non-qualified stock option fully vested as of May 16, 2022, and was fully exercisable as to all 203,936 remaining shares after the November 6, 2023 exercise. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-11-07 | M | D | 1,731 | $0.00 | 202,205 | D | $48.85 · — to 2027-05-16 | 1,731 Common Stock | (F5) The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to 202,205 shares. |