Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-09 · accession 0001127602-23-027192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-13 | 2023-11-09 | TMP | Kershaw David | SVP, PAO | F - Tax | $51.02 | -130 | 3,733 | -3% | -$6,633 |
| 2023-11-13 | 2023-11-09 | TMP | Kershaw David | SVP, PAO | A - Grant | $51.02 | +700 | 3,825 | +22% | +$35.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-09 | F | D | 38 | $51.02 | 3,694.80 | D | — | — | (F2) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 2 | Common | Common Stock | 2023-11-09 | A | A | 700 | $51.02 | 3,824.80 | D | — | — | (F1) Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
| 3 | Common | Common Stock | 2023-11-09 | F | D | 42 | $51.02 | 3,782.80 | D | — | — | (F2) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 4 | Common | Common Stock | 2023-11-09 | F | D | 50 | $51.02 | 3,732.80 | D | — | — | (F2) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |