Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-09 · accession 0001127602-23-027314 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | 2023-11-12 | TMP | Guarino Charles J | SVP Chief Bank Ops Off | F - Tax | $50.90 | -33 | 2,704 | -1% | -$1,680 | |
| 2023-11-14 | 2023-11-09 | TMP | Guarino Charles J | SVP Chief Bank Ops Off | A - Grant | $51.02 | +1,160 | 2,823 | +70% | +$59.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-12 | F | D | 33 | $50.90 | 2,704 | D | — | — | (F2) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 2 | Common | Common Stock | 2023-11-09 | A | A | 1,160 | $51.02 | 2,823 | D | — | — | (F1) Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |