Form 4 for YUM Yum! Brands
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-15 · accession 0001127602-23-027485 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-16 | 2023-11-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $50.22 | +6,149 | 60.4K | +11% | +$308.8K |
| DM | 2023-11-16 | 2023-11-15 | YUM | Gibbs David W | CEO, Dir | D - Sale to Iss | $127.53 | -2,422 | 59.2K | -4% | -$308.9K |
| DM | 2023-11-16 | 2023-11-15 | YUM | Gibbs David W | CEO, Dir | S - Sale+OE | $127.97 | -3,727 | 57.3K | -6% | -$476.9K |
| DM | 2023-11-16 | 2023-11-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $0.00 | -6,149 | 6,130 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | M | A | 3,084 | $50.22 | 60,409.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 2 | Common | Common Stock | 2023-11-15 | D | D | 1,207 | $127.53 | 59,183.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 3 | Common | Common Stock | 2023-11-15 | D | D | 1,215 | $127.53 | 59,194.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 4 | Common | Common Stock | 2023-11-15 | S | D | 1,869 | $127.97 | 57,325.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 5 | Common | Common Stock | 2023-11-15 | M | A | 3,065 | $50.22 | 60,390.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 6 | Common | Common Stock | 2023-11-15 | S | D | 1,858 | $127.97 | 57,325.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 7 | Derivative | Stock Appreciation Right | 2023-11-15 | M | D | 3,084 | $0.00 | 9,202.78 | D | $50.22 · 2019-02-05 to 2024-02-05 | 3,084 Common Stock | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 8 | Derivative | Stock Appreciation Right | 2023-11-15 | M | D | 3,065 | $0.00 | 6,130 | D | $50.22 · 2015-02-05 to 2024-02-05 | 3,065 Common Stock | (F1) Pursuant to 10b5-1 Plan adopted on February 24, 2023 (F2) Vesting occurs on a quarterly basis beginning one year from grant date. |