Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001127602-23-027598 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-16 | 2023-11-14 | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | S - Sale+OE | $74.05 | -77.2K | 82.4K | -48% | -$5.72M |
| D | 2023-11-16 | 2023-11-14 | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | F - Tax | $78.12 | -423 | 82.4K | -0.5% | -$33.0K |
| D | 2023-11-16 | 2023-11-14 | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | M - OptEx | $48.85 | +77.2K | 159.6K | +94% | +$3.77M |
| D | 2023-11-16 | 2023-11-14 | NIC | DANIELS MICHAEL E | Pres, CEO, Dir | M - OptEx | $0.00 | -77.2K | 125.0K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | S | D | 77,205 | $74.05 | 82,390 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $74.05 to $74.18, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. (F3) Includes a total of 808 shares owned by Mr. Daniels in the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since Mr. Daniels last Form 4 filing dated November 8, 2023. |
| 2 | Common | Common Stock | 2023-11-14 | F | D | 423 | $78.12 | 82,390 | D | — | — | (F1) Shares withheld to satisfy tax obligation of vested restricted stock. |
| 3 | Common | Common Stock | 2023-11-14 | M | A | 77,205 | $48.85 | 159,595 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-11-14 | M | D | 77,205 | $0.00 | 125,000 | D | $48.85 · — to 2027-05-16 | 77,205 Common Stock | (F4) The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 125,000 shares. |