Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001127602-23-027633 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-16 | 2023-11-14 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | F - Tax | $78.12 | -318 | 58.2K | -0.5% | -$24.8K | |
| 2023-11-16 | 2023-11-15 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | G - Gift | $0.00 | -600 | 57.6K | -1% | $0 | |
| 2023-11-16 | 2023-11-16 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | S - Sale | $75.64 | -3,113 | 54.4K | -5% | -$235.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | F | D | 318 | $78.12 | 58,160 | D | — | — | (F1) Shares withheld to satisfy tax obligation of vested restricted stock. |
| 2 | Common | Common Stock | 2023-11-15 | G | D | 600 | $0.00 | 57,560 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-16 | S | D | 3,113 | $75.64 | 54,447 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.38 to $76.27, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares at each separate price within the range set forth in footnote (2) to this Form 4. (F3) Includes 22 shares acquired under the Employee Stock Purchase Plan since Mr. Atwell's previous Form 4 filing dated August 14, 2023. Mr. Atwell owns a total of 459 shares in the Employee Stock Purchase Plan as of the date of this report. |