Form 4 for BSRR SIERRA BANCORP
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-16 · accession 0001127602-23-028077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-20 | 2023-11-16 | BSRR | Johnson Jennifer Ann | EVP, Chief Admin. Off | A - Grant | $0.00 | +9,938 | 37.6K | +36% | $0 |
| M | 2023-11-20 | 2023-11-18+ | BSRR | Johnson Jennifer Ann | EVP, Chief Admin. Off | F - Tax | $19.13 | -811 | 37.0K | -2% | -$15.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | A | A | 3,975 | $0.00 | 31,640 | D | — | — | (F1) Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. |
| 2 | Common | Common Stock | 2023-11-19 | F | D | 229 | $19.13 | 36,792 | D | — | — | (F4) Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. |
| 3 | Common | Common Stock | 2023-11-18 | F | D | 582 | $19.13 | 37,021 | D | — | — | (F3) Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. |
| 4 | Common | Common Stock | 2023-11-16 | A | A | 5,963 | $0.00 | 37,603 | D | — | — | (F2) Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. |