Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-17 · accession 0001127602-23-028116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-21 | 2023-11-20 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | A - Grant | $77.64 | +1,059 | 52.5K | +2% | +$82.2K | |
| 2023-11-21 | 2023-11-17 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | S - Sale | $77.82 | -3,000 | 51.4K | -6% | -$233.5K | |
| 2023-11-21 | 2023-11-20 | NIC | ATWELL ROBERT BRUCE | Executive COB, Dir | F - Tax | $77.64 | -166 | 52.3K | -0.3% | -$12.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | A | A | 1,059 | $77.64 | 52,506 | D | — | — | (F2) Restricted shares awarded November 20, 2023. Awarded shares will vest as follows: 1/3 immediate, 1/3 on November 20, 2024, and 1/3 on November 20, 2025. |
| 2 | Common | Common Stock | 2023-11-17 | S | D | 3,000 | $77.82 | 51,447 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.70 to $78.04, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2023-11-20 | F | D | 166 | $77.64 | 52,340 | D | — | — | (F3) Shares withheld to satisfy tax obligation of 1/3 immediate vest of restricted stock granted November 20, 2023. (F4) Includes shares acquired under the Employee Stock Purchase Plan. Mr. Atwell has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 16, 2023. Mr. Atwell owns a total of 459 shares in the Employee Stock Purchase Plan as of the date of this report. |