Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2023-11-24 00:00:00 ET · period of report 2023-11-21 · accession 0001127602-23-028238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-24 | 2023-11-21 | YUMC | Wang Warton | General Manager, KFC | D - Sale to Iss | $46.73 | -3,330 | 1,778 | -65% | -$155.6K |
| D | 2023-11-24 | 2023-11-21 | YUMC | Wang Warton | General Manager, KFC | S - Sale+OE | $46.78 | -3,975 | 5,108 | -44% | -$186.0K |
| D | 2023-11-24 | 2023-11-21 | YUMC | Wang Warton | General Manager, KFC | M - OptEx | $21.30 | +7,305 | 9,083 | +411% | +$155.6K |
| D | 2023-11-24 | 2023-11-21 | YUMC | Wang Warton | General Manager, KFC | M - OptEx | $0.00 | -7,305 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-21 | D | D | 3,330 | $46.73 | 1,778 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-21 | S | D | 3,975 | $46.78 | 5,108 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $46.78 to $46.785. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-11-21 | M | A | 7,305 | $21.30 | 9,083 | D | — | — | |
| 4 | Derivative | Stock Appreciation Right | 2023-11-21 | M | D | 7,305 | $0.00 | 0 | D | $21.30 · — to 2024-02-05 | 7,305 Common Stock | (F2) Vested in full. |