Form 4 for HAPN Happen, Inc.
Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-25 · accession 0001127602-23-028368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-28 | 2023-11-25 | HAPN | LaBenne Andrew | CFO | M - OptEx | $0.00 | +30.9K | 105.1K | +42% | $0 |
| D | 2023-11-28 | 2023-11-25 | HAPN | LaBenne Andrew | CFO | F - Tax | $5.61 | -15.9K | 89.2K | -15% | -$89.1K |
| DM | 2023-11-28 | 2023-11-25 | HAPN | LaBenne Andrew | CFO | M - OptEx | $0.00 | -30.9K | 140.0K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-25 | M | A | 20,005 | $0.00 | 94,223 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-11-25 | F | D | 15,890 | $5.61 | 89,182 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2023-11-25 | M | A | 10,849 | $0.00 | 105,072 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 10,849 | $0.00 | 97,636 | D | $0.00 · — to — | 10,849 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 20,005 | $0.00 | 140,032 | D | $0.00 · — to — | 20,005 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |