Form 4 for HAPN Happen, Inc.
Accepted 2023-11-28 00:00:00 ET · period of report 2023-11-25 · accession 0001127602-23-028370 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-28 | 2023-11-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | F - Tax | $5.61 | -21.4K | 250.3K | -8% | -$120.2K |
| DM | 2023-11-28 | 2023-11-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | +40.7K | 247.5K | +20% | $0 |
| DM | 2023-11-28 | 2023-11-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | -40.7K | 51.4K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-25 | F | D | 21,427 | $5.61 | 250,265 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2023-11-25 | M | A | 6,718 | $0.00 | 237,719 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-11-25 | M | A | 13,948 | $0.00 | 271,692 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-11-25 | M | A | 10,270 | $0.00 | 257,744 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2023-11-25 | M | A | 9,755 | $0.00 | 247,474 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 9,755 | $0.00 | 9,755 | D | $0.00 · — to — | 9,755 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 6,718 | $0.00 | 6,718 | D | $0.00 · — to — | 6,718 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 13,948 | $0.00 | 125,532 | D | $0.00 · — to — | 13,948 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2023-11-25 | M | D | 10,270 | $0.00 | 51,350 | D | $0.00 · — to — | 10,270 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |