InsiderTrades

Form 4 for BEN Franklin Resources

Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001127602-23-028831 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2023-12-05 2023-12-01 BEN Merchant Thomas C EVP, GC F - Tax $25.63 -2,098 52.3K -4% -$53.8K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock, par value $.10 2023-12-01 F D 2,098 $25.63 52,278 D — — (F1) Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. (F2) Of the amount of securities beneficially owned, 36,201 shares represent unvested restricted stock units.