Form 4 for BEN Franklin Resources
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001127602-23-028886 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-05 | 2023-12-01 | BEN | Sethi Alok | EVP, Head of Gbl Ops | F - Tax | $25.63 | -3,168 | 117.5K | -3% | -$81.2K | |
| 2023-12-05 | 2023-12-05 | BEN | Sethi Alok | EVP, Head of Gbl Ops | S - Sale | $25.38 | -25.0K | 92.5K | -21% | -$634.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.10 | 2023-12-01 | F | D | 3,168 | $25.63 | 117,481.06 | D | — | — | (F1) Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. |
| 2 | Common | Common Stock, par value $.10 | 2023-12-05 | S | D | 25,000 | $25.38 | 92,481.06 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) Of the amount of securities beneficially owned, 67,946 shares represent unvested restricted stock units. |