Form 4 for NC NACCO INDUSTRIES INC
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001127602-23-029327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-12 | 2023-12-08 | NC | RANKIN MATTHEW M | Dir, Member of a group | G - Gift | — | +755 | 8,391 | +10% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 4,236 | I Trust/RAII/Child2 | — | — | (F1) N/A (F2) Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2023-12-08 | G | D | 377 | — | 8,014 | I By RAII | — | — | (F3) As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. (F1) N/A (F4) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P . |
| 3 | Common | Class A Common Stock | 2023-12-08 | G | D | 377 | — | 7,637 | I By RAII | — | — | (F3) As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. (F1) N/A (F4) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P . |
| 4 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 3,859 | I Trust/RAII/Child2 | — | — | (F1) N/A (F2) Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares. |
| 5 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 4,384 | I Trust/RAII/Child1 | — | — | (F1) N/A (F2) Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 4,007 | I Trust/RAII/Child1 | — | — | (F1) N/A (F2) Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 8,391 | I By RAII | — | — | (F3) As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. (F1) N/A (F4) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P . |