Form 4 for NC NACCO INDUSTRIES INC
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001127602-23-029334 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-12 | 2023-12-08 | NC | RANKIN JAMES T | Member of a group | G - Gift | — | +1,887 | 4,384 | +76% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 2,820 | I By RAII/Daughter | — | — | (F1) N/A (F2) Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 3,009 | I By RAII/Daughter | — | — | (F1) N/A (F2) Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 3,859 | I Trust/RAII/Child2 | — | — | (F1) N/A (F3) Held through a trust for Reporting Person's minor niece/nephew. Reporting Person is co-trustee of the trust with his brother Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 4,236 | I Trust/RAII/Child2 | — | — | (F1) N/A (F3) Held through a trust for Reporting Person's minor niece/nephew. Reporting Person is co-trustee of the trust with his brother Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares. |
| 5 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 4,007 | I Trust/RAII/Child1 | — | — | (F1) N/A (F3) Held through a trust for Reporting Person's minor niece/nephew. Reporting Person is co-trustee of the trust with his brother Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 2,817 | I By RAII/Son | — | — | (F1) N/A (F5) Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 9,504 | I By RAII | — | — | (F1) N/A (F4) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. |
| 8 | Common | Class A Common Stock | 2023-12-08 | G | D | 377 | — | 9,127 | I By RAII | — | — | (F1) N/A (F4) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. |
| 9 | Common | Class A Common Stock | 2023-12-08 | G | D | 377 | — | 8,750 | I By RAII | — | — | (F1) N/A (F4) Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. |
| 10 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 2,628 | I By RAII/Son | — | — | (F1) N/A (F5) Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 4,384 | I Trust/RAII/Child1 | — | — | (F1) N/A (F3) Held through a trust for Reporting Person's minor niece/nephew. Reporting Person is co-trustee of the trust with his brother Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares. |