Form 4 for NC NACCO INDUSTRIES INC
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0001127602-23-029337 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-12 | 2023-12-08 | NC | Rankin Lynne T | member of a group* | G - Gift | — | +1,887 | 3,009 | +168% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 4,007 | I Trust/RAII/Child1 | — | — | (F1) N/A (F2) Reporting Person's Spouse serves as co-trustee of a trust, with his brother Matthew Rankin, for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 4,384 | I Trust/RAII/Child1 | — | — | (F1) N/A (F2) Reporting Person's Spouse serves as co-trustee of a trust, with his brother Matthew Rankin, for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 3,859 | I Trust/RAII/Child2 | — | — | (F1) N/A (F2) Reporting Person's Spouse serves as co-trustee of a trust, with his brother Matthew Rankin, for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 4 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 4,236 | I Trust/RAII/Child2 | — | — | (F1) N/A (F2) Reporting Person's Spouse serves as co-trustee of a trust, with his brother Matthew Rankin, for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 5 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 2,632 | I By RAII/Daughter | — | — | (F1) N/A (F3) Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares. |
| 6 | Common | Class A Common Stock | 2023-12-08 | G | D | 377 | — | 8,750 | I By Spouse/RAII | — | — | (F1) N/A (F5) Represents Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2023-12-08 | G | A | 189 | — | 2,440 | I By RAII/Son | — | — | (F1) N/A (F4) Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 2,817 | I By RAII/Son | — | — | (F1) N/A (F4) Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares. |
| 9 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 9,504 | I By Spouse/RAII | — | — | (F1) N/A (F5) Represents Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2023-12-08 | G | D | 377 | — | 9,127 | I By Spouse/RAII | — | — | (F1) N/A (F5) Represents Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. |
| 11 | Common | Class A Common Stock | 2023-12-08 | G | A | 377 | — | 3,009 | I By RAII/Daughter | — | — | (F1) N/A (F3) Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares. |