Form 4 for ETR Entergy
Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-11 · accession 0001127602-23-029443 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-12 | 2023-12-11 | ETR | Brown Marcus V | EVP, GC | M - OptEx | $91.73 | +38.4K | 47.7K | +415% | +$3.52M |
| D | 2023-12-12 | 2023-12-11 | ETR | Brown Marcus V | EVP, GC | S - Sale+OE | $101.53 | -38.4K | 9,380 | -80% | -$3.90M |
| DM | 2023-12-12 | 2023-12-11 | ETR | Brown Marcus V | EVP, GC | M - OptEx | $0.00 | -38.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-11 | M | A | 23,813 | $89.19 | 33,064 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-11 | M | A | 14,604 | $95.87 | 47,668 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-11 | S | D | 38,417 | $101.53 | 9,380 | D | — | — | (F1) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $101.48 to $101.67. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. (F2) Includes 129 shares of Entergy common stock acquired through the dividend reinvestment feature of the Entergy Corporation equity ownership plans. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-11 | M | D | 14,604 | $0.00 | 7,302 | D | $95.87 · — to 2031-01-28 | 14,604 Common Stock | (F3) The options vest in three equal annual installments beginning on January 28, 2022. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-11 | M | D | 23,813 | $0.00 | 0 | D | $89.19 · 2020-01-31 to 2029-01-31 | 23,813 Common Stock |