Form 4 for AES AES Corporation
Accepted 2023-12-14 00:00:00 ET · period of report 2023-12-13 · accession 0001127602-23-029623 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-14 | 2023-12-13 | AES | Mendoza Tish | EVP, Chief HR Off | S - Sale+OE | $18.95 | -21.6K | 167.3K | -11% | -$409.2K |
| D | 2023-12-14 | 2023-12-13 | AES | Mendoza Tish | EVP, Chief HR Off | M - OptEx | $14.63 | +24.6K | 188.9K | +15% | +$360.5K |
| D | 2023-12-14 | 2023-12-13 | AES | Mendoza Tish | EVP, Chief HR Off | M - OptEx | $0.00 | -24.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | S | D | 21,594 | $18.95 | 167,261 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2023-12-13 | M | A | 24,643 | $14.63 | 188,855 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-12-13 | M | D | 24,643 | $0.00 | 0 | D | $14.63 · — to 2024-02-21 | 24,643 Common Stock | (F3) This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017. |