Form 4 for BEN Franklin Resources
Accepted 2023-12-14 00:00:00 ET · period of report 2023-11-17 · accession 0001127602-23-029648 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-14 | 2023-11-17+ | BEN | JOHNSON JENNIFER M | Pres, CEO, Dir | G - Gift | — | -2,970 | 2.60M | -0.1% | — |
| MI | 2023-12-14 | 2023-11-17+ | BEN | JOHNSON JENNIFER M | Pres, CEO, Dir | G - Gift | — | +12.7K | 464.2K | +3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.10 | 2023-11-17 | G | D | 3,435 | — | 2,598,670.48 | D By Children or As Trustee For Children/Nephews | — | — | (F1) Not applicable. (F2) Shares held by Reporting Person's children or by Reporting Person as trustee for her children/nephews. Reporting Person disclaims beneficial ownership of such shares. |
| 2 | Common | Common Stock, par value $.10 | 2023-11-17 | G | A | 3,435 | — | 454,999 | I By Children or As Trustee For Children/Nephews | — | — | (F1) Not applicable. (F2) Shares held by Reporting Person's children or by Reporting Person as trustee for her children/nephews. Reporting Person disclaims beneficial ownership of such shares. |
| 3 | Common | Common Stock, par value $.10 | 2023-12-12 | G | A | 9,216 | — | 464,215 | I | — | — | (F1) Not applicable. |
| 4 | Common | Common Stock, par value $.10 | 2023-12-12 | G | A | 1,152 | — | 2,559,505.48 | D | — | — | (F1) Not applicable. |
| 5 | Common | Common Stock, par value $.10 | 2023-11-22 | G | D | 687 | — | 2,597,983.48 | D | — | — | (F1) Not applicable. |