Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-14 · accession 0001127602-23-029674 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-15 | 2023-12-14 | ASB | Erickson Randall J. | EVP | F - Tax | $21.34 | -7,405 | 138.9K | -5% | -$158.0K |
| D | 2023-12-15 | 2023-12-14 | ASB | Erickson Randall J. | EVP | M - OptEx | $17.67 | +8,267 | 146.3K | +6% | +$146.1K |
| D | 2023-12-15 | 2023-12-14 | ASB | Erickson Randall J. | EVP | M - OptEx | $0.00 | -8,267 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2023-12-14 | F | D | 7,405 | $21.34 | 138,917 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2023-12-14 | M | A | 8,267 | $17.67 | 146,322 | D | — | — | |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2023-12-14 | M | D | 8,267 | $0.00 | 0 | D | $17.67 · — to 2024-03-17 | 8,267 Common Stock $0.01 Par Value | (F2) Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. |