Form 4 for ZETA Zeta Global Holdings Corp.
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001127602-23-029715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-15 | 2023-12-13 | ZETA | LANDMAN WILLIAM | Dir | D - Sale to Iss | $8.58 | -174.8K | 0 | -100% | -$1.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-13 | D | D | 1,940 | $8.58 | 0 | I By Capital Management Systems, LLC | — | — | (F1) Securities held directly by Capital Management Systems, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by Capital Management Systems, LLC except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Class A Common Stock | 2023-12-13 | D | D | 37,137 | $8.58 | 0 | I By CMS Holdco, LLC | — | — | (F2) Includes 461 shares not previously reported due to an administrative error. (F3) Securities held directly by CMS Holdco, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Holdco, LLC except to the extent of his pecuniary interest therein, if any. |
| 3 | Common | Class A Common Stock | 2023-12-13 | D | D | 85,818 | $8.58 | 114,182 | I By CMS Platinum Fund, L.P. | — | — | (F7) Securities held directly by CMS Platinum Fund, L.P. ("CMS"), of which CMS Platinum Associates, L.P. is general partner, and then MSPS Platinum, Inc. is the general partner of CMS Platinum Associates, L.P. William Landman is a director and executive officer of MSPS Platinum, Inc. Each of MSPS Platinum, Inc., CMS Platinum Associates, L.P. and Mr. Landman disclaims beneficial ownership of the shares held directly by CMS except to the extent of their pecuniary interest therein, if any. |
| 4 | Common | Class A Common Stock | 2023-12-13 | D | D | 185 | $8.58 | 0 | I By MSPS Platinum, Inc. | — | — | (F5) Securities held directly by MSPS Platinum, Inc., a Delaware corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by MSPS Platinum, Inc. except to the extent of his pecuniary interest therein, if any. |
| 5 | Common | Class A Common Stock | 2023-12-13 | D | D | 47,895 | $8.58 | 0 | I By Mainline Special Opportunities Fund, LP | — | — | (F6) Securities held directly by MainLine Special Opportunities Fund, L.P. ("MainLine"), of which MainLine SO Associates, L.P. is general partner, and then MainLine SO GP, LLC is the general partner of MainLine's general partner. Mr. Landman is MainLine SO GO, LLC's manager. Mr. Landman, MainLine SO GP, LLC and MainLine SO Associates, L.P. disclaim beneficial ownership of the shares held directly by MainLine except to the extent of their pecuniary interest therein, if any. |
| 6 | Common | Class A Common Stock | 2023-12-13 | D | D | 1,850 | $8.58 | 0 | I By CMS Sub Management Company | — | — | (F4) Securities held directly by CMS Sub Management Company, a Pennsylvania corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Sub Management Company except to the extent of his pecuniary interest therein, if any. |