Form 4 for PRU Prudential Financial
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-14 · accession 0001127602-23-029767 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-18 | 2023-12-14 | PRU | TANJI KENNETH | EVP, CFO | M - OptEx | $73.99 | +23.1K | 61.4K | +60% | +$1.71M |
| D | 2023-12-18 | 2023-12-14 | PRU | TANJI KENNETH | EVP, CFO | S - Sale+OE | $105.14 | -23.1K | 47.2K | -33% | -$2.43M |
| DM | 2023-12-18 | 2023-12-14 | PRU | TANJI KENNETH | EVP, CFO | M - OptEx | $0.00 | -23.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-14 | M | A | 5,195 | $84.53 | 52,350 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-14 | M | A | 8,833 | $63.59 | 70,279 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-14 | S | D | 23,124 | $105.14 | 47,155 | D | — | — | (F1) Following the transactions reported on this Form 4, Mr. Tanji continues to hold 47,155 shares directly and 50 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 18,436 restricted stock units and 84,826 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 4 | Common | Common Stock | 2023-12-14 | M | A | 9,096 | $78.08 | 61,446 | D | — | — | |
| 5 | Derivative | 2016 Employee Stock Option (Right to Buy) | 2023-12-14 | M | D | 8,833 | $0.00 | 0 | D | $63.59 · — to 2026-02-09 | 8,833 Common Stock | (F5) The options vested in three equal annual installments beginning on February 9, 2017. |
| 6 | Derivative | 2014 Employee Stock Option (Right to Buy) | 2023-12-14 | M | D | 5,195 | $0.00 | 0 | D | $84.53 · — to 2024-02-11 | 5,195 Common Stock | (F3) The options vest in three equal annual installments beginning on February 11, 2015. |
| 7 | Derivative | 2015 Employee Stock Option (Right to Buy) | 2023-12-14 | M | D | 9,096 | $0.00 | 0 | D | $78.08 · — to 2025-02-10 | 9,096 Common Stock | (F4) The options vest in three equal annual installments beginning on February 10, 2016. |