Form 4 for JCI Johnson Controls
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001127602-23-030093 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-19 | 2023-12-15+ | JCI | MANNING NATHAN D | COO, Gbl Field Ops | A - Grant | $33.41 | +29.2K | 108.8K | +37% | +$975.2K |
| D | 2023-12-19 | 2023-12-15 | JCI | MANNING NATHAN D | COO, Gbl Field Ops | F - Tax | $52.44 | -8,741 | 98.2K | -8% | -$458.4K |
| D | 2023-12-19 | 2023-12-18 | JCI | MANNING NATHAN D | COO, Gbl Field Ops | A - Grant | $0.00 | +41.3K | 41.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-12-15 | A | A | 18,595.81 | $52.44 | 106,949.21 | D | — | — | (F1) Represents performance share units for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on December 14, 2023. |
| 2 | Common | Ordinary Shares | 2023-12-15 | F | D | 8,741 | $52.44 | 98,208.21 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-12-18 | A | A | 10,594 | $0.00 | 108,802.21 | D | — | — | (F2) Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-18 | A | A | 41,266 | $0.00 | 41,266 | D | $53.52 · 2025-12-18 to 2033-12-18 | 41,266 Ordinary Shares | (F3) Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. |