Form 4 for XNCR Xencor Inc

Accepted 2023-12-29 00:00:00 ET · period of report 2023-12-29 · accession 0001127602-23-030566 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-12-29	2023-12-29	XNCR	Dahiyat Bassil I	Pres, CEO, Dir	M - OptEx	$11.05	+65.0K	357.9K	+22%	+$718.3K
D	2023-12-29	2023-12-29	XNCR	Dahiyat Bassil I	Pres, CEO, Dir	S - Sale+OE	$20.93	-45.0K	312.9K	-13%	-$941.9K
D	2023-12-29	2023-12-29	XNCR	Dahiyat Bassil I	Pres, CEO, Dir	M - OptEx	$0.00	-65.0K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-12-29	M	A	65,001	$11.05	357,929	D	—	—	(F1) Underlying option due to expire in February 2024. (F2) Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 304 shares acquired in June 2023 and 408 shares acquired in December 2023.
2	Common	Common Stock	2023-12-29	S	D	45,000	$20.93	312,929	D	—	—	(F3) Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
3	Derivative	Stock Option (Right to Buy)	2023-12-29	M	D	65,001	$0.00	0	D	$11.05 · — to 2024-02-20	65,001 Common Stock	(F4) 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.