InsiderTrades

Form 4 for DNA Ginkgo Bioworks Holdings, Inc.

Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-02 · accession 0001127602-24-000975 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2024-01-05 2024-01-02 DNA Dmytruk Mark E. See remarks M - OptEx — +85.0K 760.3K +13% —
D 2024-01-05 2024-01-03 DNA Dmytruk Mark E. See remarks S - Sale+OE $1.54 -45.8K 716.1K -6% -$70.5K
DM 2024-01-05 2024-01-02 DNA Dmytruk Mark E. See remarks M - OptEx — -85.0K 633.6K -12% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-01-02 M A 65,284 — 742,128 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
2 Common Class A Common Stock 2024-01-03 S D 45,794 $1.54 716,098 D — —
3 Common Class A Common Stock 2024-01-02 M A 1,639 — 761,892 D — — (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
4 Common Class A Common Stock 2024-01-02 M A 18,125 — 760,253 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
5 Derivative Restricted Stock Units 2024-01-02 M D 65,284 — 908,783 D — · — to — 65,284 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
6 Derivative Restricted Stock Units 2024-01-02 M D 18,125 — 688,750 D — · — to — 18,125 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.
7 Derivative Class B Common Stock 2024-01-02 M D 1,639 — 633,592 D — · — to — 1,639 Class A Common Stock (F6) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.