Form 4 for AVNT AVIENT CORP
Accepted 2024-01-09 00:00:00 ET · period of report 2024-01-08 · accession 0001127602-24-001134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-09 | 2024-01-08 | AVNT | Rathbun Joel R. | SVP, Mergers, Acquisitions | D - Sale to Iss | $38.55 | -2,259 | 5,475 | -29% | -$87.1K |
| D | 2024-01-09 | 2024-01-08 | AVNT | Rathbun Joel R. | SVP, Mergers, Acquisitions | M - OptEx | $35.07 | +2,400 | 7,734 | +45% | +$84.2K |
| D | 2024-01-09 | 2024-01-08 | AVNT | Rathbun Joel R. | SVP, Mergers, Acquisitions | M - OptEx | $0.00 | -2,400 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-08 | D | D | 2,259 | $38.55 | 5,475 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-08 | M | A | 2,400 | $35.07 | 7,734 | D | — | — | |
| 3 | Derivative | Stock Appreciation Rights | 2024-01-08 | M | D | 2,400 | $0.00 | 0 | D | $35.07 · — to 2024-02-11 | 2,400 Common Stock | (F2) SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years. |