Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-22 · accession 0001127602-24-001915 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-22 | NIC | Witczak Eric James | EVP, Sec | S - Sale+OE | $82.45 | -2,053 | 41.4K | -5% | -$169.3K |
| D | 2024-01-23 | 2024-01-22 | NIC | Witczak Eric James | EVP, Sec | M - OptEx | $37.18 | +2,053 | 43.5K | +5% | +$76.3K |
| D | 2024-01-23 | 2024-01-22 | NIC | Witczak Eric James | EVP, Sec | M - OptEx | $0.00 | -2,053 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-22 | S | D | 2,053 | $82.45 | 41,427 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.05 to $82.76, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. (F2) Includes 34 additional shares acquired under the Employee Stock Purchase Plan since Mr. Witczak's last Form 4 filing on December 18, 2023. Mr. Witczak owns a total of 868 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 2 | Common | Common Stock | 2024-01-22 | M | A | 2,053 | $37.18 | 43,480 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-01-22 | M | D | 2,053 | $0.00 | 0 | D | $37.18 · — to 2026-09-20 | 2,053 Common Stock | (F3) The non-qualified stock option was fully vested as of September 20, 2021. The non-qualified stock option is now fully exercised as of the date of this report. |