InsiderTrades

Form 4 for DNA Ginkgo Bioworks Holdings, Inc.

Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-01 · accession 0001127602-24-003588 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2024-02-06 2024-02-01 DNA Dmytruk Mark E. See remarks M - OptEx — +85.2K 781.5K +12% —
D 2024-02-06 2024-02-02 DNA Dmytruk Mark E. See remarks S - Sale+OE $1.21 -39.6K 761.7K -5% -$47.9K
DM 2024-02-06 2024-02-01 DNA Dmytruk Mark E. See remarks M - OptEx — -85.2K 670.6K -11% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2024-02-01 M A 1,635 — 801,306 D — — (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
2 Common Class A Common Stock 2024-02-01 M A 18,125 — 799,671 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
3 Common Class A Common Stock 2024-02-01 M A 65,448 — 781,546 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
4 Common Class A Common Stock 2024-02-02 S D 39,569 $1.21 761,737 D — —
5 Derivative Class B Common Stock 2024-02-01 M D 1,635 — 631,957 D — · — to — 1,635 Class A Common Stock (F6) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
6 Derivative Restricted Stock Units 2024-02-01 M D 65,448 — 843,335 D — · — to — 65,448 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
7 Derivative Restricted Stock Units 2024-02-01 M D 18,125 — 670,625 D — · — to — 18,125 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.