Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2024-02-07 00:00:00 ET · period of report 2024-02-05 · accession 0001127602-24-003610 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-07 | 2024-02-05 | YUMC | Wat Joey | CEO, Dir | F - Tax | $35.93 | -108.1K | 77.9K | -58% | -$3.89M |
| D | 2024-02-07 | 2024-02-05 | YUMC | Wat Joey | CEO, Dir | A - Grant | $0.00 | +261.0K | 338.9K | +335% | $0 |
| D | 2024-02-07 | 2024-02-05 | YUMC | Wat Joey | CEO, Dir | M - OptEx | $0.00 | +44.8K | 92.1K | +95% | $0 |
| D | 2024-02-07 | 2024-02-05 | YUMC | Wat Joey | CEO, Dir | M - OptEx | $0.00 | -44.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | F | D | 93,854 | $35.93 | 245,044 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-05 | A | A | 261,035 | $0.00 | 338,898 | D | — | — | (F2) Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023. |
| 3 | Common | Common Stock | 2024-02-05 | M | A | 44,814 | $0.00 | 92,149 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 4 | Common | Common Stock | 2024-02-05 | F | D | 14,286 | $35.93 | 77,863 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-02-05 | M | D | 44,814 | $0.00 | 0 | D | — · — to — | 44,814 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 100% on the third anniversary of the grant date. (F4) This grant does not have an expiration date. |