Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2024-02-07 00:00:00 ET · period of report 2024-02-05 · accession 0001127602-24-003614 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-07 | 2024-02-05 | YUMC | Lu Xueling | Ctrl, PAO | F - Tax | $35.93 | -10.3K | 16.7K | -38% | -$371.9K |
| D | 2024-02-07 | 2024-02-05 | YUMC | Lu Xueling | Ctrl, PAO | M - OptEx | $0.00 | +14.3K | 23.2K | +162% | $0 |
| D | 2024-02-07 | 2024-02-05 | YUMC | Lu Xueling | Ctrl, PAO | A - Grant | $0.00 | +8,701 | 25.4K | +52% | $0 |
| D | 2024-02-07 | 2024-02-05 | YUMC | Lu Xueling | Ctrl, PAO | M - OptEx | $0.00 | -14.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-05 | F | D | 3,896 | $35.93 | 21,548 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-05 | M | A | 14,340 | $0.00 | 23,197 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-02-05 | F | D | 6,454 | $35.93 | 16,743 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-05 | A | A | 8,701 | $0.00 | 25,444 | D | — | — | (F2) Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2024-02-05 | M | D | 14,340 | $0.00 | 0 | D | — · — to — | 14,340 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 100% on the third anniversary of the grant date. (F4) This grant does not have an expiration date. |